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Investing

404(c) Retirement Plan Compliance

Section 404© of ERISA requires plan sponsors to provide specific information and education to their employees, and if a plan meets the requirement than the plan sponsor and other fiduciaries are not liable for losses in an employee account.

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Portfolio Management

My portfolio management recommends investments, based on an explicit balance of growth vs. security. Most of my asset management business (90%) is as an investment adviser representative (fiduciary), charging the client a level or fee-only.

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If you’re concerned about your financial future, let’s talk

If you’re concerned about your financial future, let’s talk